securities.arkansas.govArkansas Securities Department
securities.arkansas.gov Profile
securities.arkansas.gov
Maindomain:arkansas.gov
Title:Arkansas Securities Department
Description：The Arkansas Securities Department is responsible for the regulation of the securities industry in the state, to protect the financial well being of Arkansas citizens, and promote an environment where the financial and capital markets function efficiently and without unnecessary regulatory impediments. The Arkansas Securities Department also regulates mortgage loan companies, money services companies, foreign savings and loan banks, state chartered credit unions, and state chartered savings and
Keywords：broker dealer, money transmitters, currency exchange, foreign savings and loan banks, investment advisers, mortgage loan and loan brokers, mutual funds, securities exemptions, securities registrations, state chartered credit unions, and state chartered savings and loan associations, securities brokerage firms, securities, stocks, bonds, mutual funds. To protect the Arkansas investor, investor complaints, invstor education...
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securities.arkansas.gov Information
| Website / Domain: | securities.arkansas.gov |
| HomePage size: | 14.683 KB |
| Page Load Time: | 0.190535 Seconds |
| Website IP Address: | 170.94.198.247 |
| Isp Server: | State of Arkansas |
securities.arkansas.gov Ip Information
| Ip Country: | United States |
| City Name: | Little Rock |
| Latitude: | 34.634437561035 |
| Longitude: | -92.227088928223 |
securities.arkansas.gov Keywords accounting
| Keyword | Count |
|---|---|
| broker dealer | 0 |
| money transmitters | 1 |
| currency exchange | 0 |
| foreign savings and loan banks | 0 |
| investment advisers | 0 |
| mortgage loan and loan brokers | 0 |
| mutual funds | 1 |
| securities exemptions | 0 |
| securities registrations | 0 |
| state chartered credit unions | 0 |
| and state chartered savings and loan associations | 0 |
| securities brokerage firms | 0 |
| securities | 7 |
| stocks | 0 |
| bonds | 0 |
| mutual funds. To protect the Arkansas investor | 0 |
| investor complaints | 0 |
| invstor education | 0 |
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170.94.198.247 Domains
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B. Edmond Waters Commissioner #1 Commerce Way, Suite 402 Little Rock, Arkansas 72202 Home About Legal Securities Mortgage Loans Money Services Press Releases Investor Education Helpful Links contact us Telephone: (501) 324-9260 Facsimile: (501) 324-9268 Hotline: (800) 981-4429 ASDInfo@arkansas.gov search our website search license database -- search securities database -- How to File A Complaint Home Legal The Legal Section of the Department includes a general counsel and a staff of six knowledgeable attorneys. The attorneys represent the Department in all litigation and enforcement actions. Acts | Rules | Opinions | Orders | Pleadings | Policies | Proposed Rules Securities Information is provided on how to register to sell securities in Arkansas and register as a broker-dealer, agent, investment adviser, investment adviser representative, or agent of the issuer. Registration/Exemption | Broker-Dealer/Investment Adviser | FINRA Broker Check Mortgage Loans Information is provided on the Nationwide Mortgage Licensing System Overview for Arkansas and how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer. Forms | License Search | Continuing Education | FAQ | NMLS Money Services Information is provided on how to become licensed or approved to conduct money services financial services such as money transmitters, issuers of travelerâs checks, money orders, stored value cards, sellers or redeemers of travelerâs checks, and currency dealers or exchangers. Forms | License Search Investor Education Investigate Before You Invest! Brochures and pamphlets are available on financial topics, such as mutual funds, investing, retirement planning, and free curriculums for teachers. The Department has staff members who will speak about financial topics on request. Request a speaker for your organization or classroom.. Brochures & Pamphlets | Fraud Scene Investigator | Teachers â Grant Application | Basics of Saving and Investing Book Transparency.Arkansas.Gov State of Arkansas, Financial Information Resource latest press releases 9/3/2019 Social Automotive Management Services, LLC; Social Inc.; and Adam Sharp Arkansas Securities Commissioner, B. Edmond Waters, issues a press release in connection with a ceas... 1/23/2019 LPL Financial, LLC Arkansas Securities Commissioner, B. Edmond Waters, issues a press release regarding the entry of a ... 10/24/2018 LPL Financial LLC Arkansas Securities Commissioner, B. Edmond Waters, issues a press release regarding the entry of a ... see all press releases > latest news Interim guidance For Mortgage Loan Officers Our offices are moving! Proposed 2019 Amendments to the Money Services Rules see all news > ©Copyright 2020 . All rights reserved. The is in compliance with the Freedom of Information, Ar. Code Ann., § 25-19-101 et seq. designed & programmed by...
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